Complaint Resolution Report

Dear Patron, at Nuvama, we remain committed to effective and timely resolution of investor queries/ grievances. Below is a brief synopsis of the complaints received on our Investment Advisory services for May’24. Investors can reach out to us at WealthAssist@nuvama.com for any clarification or query. We thank you for your continued patronage.

Complaint Resolution Report

Dear Patron, at Nuvama, we remain committed to effective and timely resolution of investor queries/ grievances. Below is a brief synopsis of the complaints received on our Investment Advisory services for May’24. Investors can reach out to us at WealthAssist@nuvama.com for any clarification or query. We thank you for your continued patronage.

Complaints data for the month ending May’24
(Nuvama Wealth Management Limited (NWML) formerly known as Edelweiss Securities Limited)

Received from Pending at the end of last month Received during the month Resolved during the month Pending at the end of the month Pending complaints > 3 months Average Resolution time^ (in days)
Directly from Investors 0 0 0 0
SEBI (Scores)
Other Sources (if any)
Grand Total 0 0 0 0

^Average resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of Monthly Disposal of complaints
(Nuvama Wealth Management Limited (NWML) formerly known as Edelweiss Securities Limited)

Month Carried forward from previous month Received Resolved Pending at end of month
Apr-22 0 0 0
May-22 0 0 0
June-22 0 0 0
July-22 0 0 0
Aug-22 0 0 0
Sep-22 0 0 0
Oct-22 0 0 0
Nov-22 0 1 1 0
Dec-22 0 0 0
Jan-23 0 0 0
Feb-23 0 0 0
Mar-23 0 0 0
Apr-23 0 0 0
May-23 0 0 0
June-23 0 0 0
July-23 0 0 0
Aug-23 0 0 0
Sep-23 0 0 0
Oct-23 0 0 0
Nov-23 0 0 0
Dec-23 0 0 0
Jan-24 0 0 0
Feb-24 0 0 0
Mar-24 0 0 0
Apr-24 0 0 0
May-24 0 0 0

* Inclusive of complaints of previous months resolved in the current month
# Inclusive of complaints pending as on the last day of the month

Trend of annual disposal of complaints

Year Carried forward from
previous year
Received for the year Resolved in the year Pending at end of year
NWML NWML NWML NWML
2020-21
2021-22 1 1 0
2022-23 1 1 0
2023-24
Year Carried forward from
previous year
Received for the year Resolved in the year Pending at end of year
EGWML NWML EGWML NWML EGWML NWML EGWML NWML
2019-20
2020-21 24 24 0
2021-22 1 1 0
2022-23 1 1 0

* Inclusive of complaints of previous years resolved in the current year
# Inclusive of complaints pending as on the last day of the year

* Data provided above is on monthly basis and published within 7 days of end of the previous month and is In compliance to the SEBI circular- SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 dated December 13, 2021